Regina Beatty
Regina Beatty is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Sarasota, FL, with 36 years of industry experience. Regina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6151 Lake Osprey Drive, Suite 300, Sarasota, FL, 34240
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Regulatory History (1)
Customer Dispute
September 2007Other Business ActivitiesSells Insurance
Regina is a sole proprietor offering various insurance products, including property & casualty, accident & health, fixed annuities, and traditional life insurance, taking about half of her time. She also solicits equity indexed annuities and is a co-owner of a real estate management company and owner of a media company.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
Spc
Sammons Securities Company, LLCBroker
Walnut Street Securities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.