Joseph Kelly
Joseph Kelly is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Northbrook, IL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1033 Skokie Blvd, Northbrook, IL, 60062
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2008Customer Dispute
September 2008Customer Dispute
June 2007Other Business Activities
Joseph is the owner of Misneach Caim, LLC, dedicating a few hours per week to administrative duties for Bloomfield Pediatrics, LLC. He also owns rental property in Utah and serves as an advisory board member for Coral Springs Resort, spending minimal time on each.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.