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Mauricio Magalhaes
16 Years of Experience
Coral Gables, FL
1 Disclosure
Mauricio Magalhaes is a registered investment advisor at Figa Capital Management LLC., based in Coral Gables, FL, with 16 years of industry experience. Mauricio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2 clients with $33M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
2 clients
Average Client Portfolio
$16.5M average
Assets Under Management
$33.0M
Fee Structure
Minimum Investment:$1M
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $7.5M | 0.75% |
| $7.5M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.35% |
| $25M+ | 0.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Coral Gables, FL
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 1997Employment History
Current Registrations
Figa Capital Management LLC.
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
January 2017 - March 2017 · 2 mos
UBS Financial Services INC.
November 2011 - June 2016 · 4 yrs 7 mos
UBS Financial Services INC.Broker
August 2011 - June 2016 · 4 yrs 10 mos
Stanchart Securities International, INC.Broker
February 2009 - August 2011 · 2 yrs 6 mos
Ameriprise Financial Services, INC.Broker
June 2004 - September 2005 · 1 yr 3 mos
Financial Network Investment CorporationBroker
September 1998 - October 1998 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - November 1997 · 6 mos
United American International, INC.Broker
September 1996 - April 1997 · 7 mos
Painewebber IncorporatedBroker
July 1992 - September 1996 · 4 yrs 2 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.