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Michael Krumholz

36 Years of Experience
Reading, PA
2 DisclosuresBrokerSells Insurance

Michael Krumholz is a registered investment advisor at Perigon Wealth Management, LLC, based in Reading, PA, with 36 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,766 clients with $8.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
95 advisors
Number of Clients
4,766 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$8.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Perigon Wealth Management offers investment management services where the advisory fee includes transaction costs. The annual advisory fees range from 0.20% to 2.00%. Fees are paid quarterly in advance, based on the value of your investments at the end of the prior quarter. Fees may be negotiable. Clients may be invested into share classes of a mutual fund that have a higher expense ratio than a different share class, including but not limited to 12b-1 fees.

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Location

2433 Morgantown Road, Suite 103, Reading, PA, 19607

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Withdrawn
Customer Dispute
October 2007
Settled
Other Business ActivitiesSells Insurance

Michael is an IAR with Perigon Wealth Management and a registered representative with Fortune Financial Services, spending most of his time on investment advisory activities. He also sells insurance products through CFG Insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Perigon Wealth Management, LLC
February 2024 - Present · 2 yrs 5 mos
Fortune Financial Services, INC.Broker
December 2019 - Present · 6 yrs 7 mos
Fortune Financial Services, INC.
December 2019 - Present · 6 yrs 7 mos
Previous Registrations
Prudeo Partners, LLC
December 2019 - June 2024 · 4 yrs 6 mos
LPL Financial LLCBroker
March 2017 - December 2019 · 2 yrs 9 mos
Independent Advisor Alliance, LLC
March 2017 - November 2019 · 2 yrs 8 mos
Cambridge Investment Research, INC.Broker
February 2007 - April 2017 · 10 yrs 2 mos
Cambridge Investment Research Advisors, INC.
February 2007 - April 2017 · 10 yrs 2 mos
Asset & Financial Planning, LTD
July 2002 - March 2007 · 4 yrs 8 mos
Prime Capital Services, INC.Broker
February 2000 - March 2007 · 7 yrs 1 mo
Wma Securities, INC.Broker
June 1994 - March 2000 · 5 yrs 9 mos
Intersecurities, INC.Broker
December 1991 - June 1994 · 2 yrs 6 mos
First American National Securities, INC.Broker
October 1989 - December 1991 · 2 yrs 2 mos
State Registrations11 states
CACTFLMAMDNCORPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Krumholz - Financial Advisor | TrueAdvisor