TrueAdvisor
TrueAdvisor
KC
CFP
KC
CFP

Kevin Cavanna

LPL Financial LLC
21 Years of Experience
Reading, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kevin Cavanna is a CFP-designated registered investment advisor at LPL Financial LLC, based in Reading, PA, with 21 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2395 Lancaster Pike, Reading, PA, 19607

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Kevin operates his LPL business through Good Life Financial Advisors and Cavanna Stone Retirement Wealth Management, dedicating full-time hours to these activities. He also works with National Guardian Life Insurance Company and Good Life IA selling non-variable insurance, spending minimal time on these insurance-related roles.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2005 - December 2017 · 12 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2005 - December 2017 · 12 yrs 6 mos
State Registrations5 states
CAFLNJPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Reading, PA →All financial advisors in Pennsylvania →