Gregory Geis is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2440 W. Shaw Ave, Ste 101, Fresno, CA, 93711
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Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
Gregory operates GEIS Financial as a DBA for his LPL business. This activity takes about half of Gregory's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Linsco/private Ledger CORP.Broker
Bisys Brokerage Services, INC.Broker
Laughlin Group Advisors, INC.Broker
Royal Alliance Associates, INC.Broker
Lfg Securities, INC.Broker
Financial Network Investment CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.