Nicholas Bertha
Nicholas Bertha is a registered investment advisor at Hampshire Family Office, based in New York, NY, with 19 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 5 more. Their firm serves 70 clients with $870M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee ranges up to 1.0% and is assessed quarterly in arrears based on daily average balance. Fees can be structured as a fixed flat fee, a percentage fee on total assets, or a combination of both.
Fee Estimator
Location
New York, NY
Get directionsHistory
Regulatory History (1)
Regulatory
May 1988Other Business Activities
Nicholas is the President of Fieldpoint Private Trust, LLC, a trust company that delegates to other RIAs and investment advisors. His responsibilities include managing the overall operations of the trust company, and his time commitment varies.
Employment History
Current Registrations
Hampshire Family Office
Previous Registrations
Fieldpoint Private Securities LLC
Fieldpoint Private Securities, LLCBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Robertson Stephens, INC.
Robertson Stephens, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Mercer Allied CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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