John Hemphill
John Hemphill is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Albuquerque, NM, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2125 Louisiana Blvd, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (2)
Regulatory
January 1999Customer Dispute
April 1997Other Business Activities
John has signature authority for Tonya Hemphil Interiors LLC, a family-held LLC, since 2004. He spends minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.