Rosanna Lucero-Torrez
Rosanna Lucero-Torrez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Albuquerque, NM, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2125 Louisiana Blvd, Albuquerque, NM, 87110
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Regulatory History (2)
Customer Dispute
August 2018Customer Dispute
June 2018Other Business Activities
Rosanna serves as a trustee for Mid-America Christian University, a non-profit charitable organization, since 2006. She dedicates minimal time annually to reviewing policies and direction for the university.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
NationssecuritiesBroker
Boatmen's Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Financial Network Investment CorporationBroker
Travelers Equities Sales, INC.Broker
Nml Equity Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Southwest Securities, INC.Broker
Quinn & CO., INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.