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Jay Warren

Iht Wealth Management LLC
36 Years of Experience
Northbrook, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jay Warren is a registered investment advisor at Iht Wealth Management LLC, based in Northbrook, IL, with 36 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 25,536 clients with $9.8B in assets under management.

Iht Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
160 advisors
Number of Clients
25,536 clients
Average Client Portfolio
$384K average
Assets Under Management
$9.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

IHT Wealth Management may charge an annual fee of up to 2% of assets under management. Fees are individually negotiated with each client, and smaller accounts may be subject to higher fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Skokie Blvd., Suite 285, Northbrook, IL, 60062

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jay is a non-profit board member, spending minimal time on this activity. He also receives minimal trails from Mass Mutual. Jay is associated with IFP Insurance Agency, Sheridan Road Financial, Pivotal Financial, LLC, JAY N. WARREN FINANCIAL, LLC, and IHT WEALTH MANAGEMENT, dedicating a significant amount of time to IHT WEALTH MANAGEMENT.

Employment History
Current Registrations
Iht Wealth Management LLC
December 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
November 2010 - Present · 15 yrs 11 mos
Previous Registrations
Sheridan Road
August 2018 - December 2020 · 2 yrs 4 mos
Independent Financial Partners
October 2010 - January 2019 · 8 yrs 3 mos
Sheridan Road Advisors, LLC
September 2010 - December 2010 · 3 mos
Nrp Advisors, INC.
March 2008 - December 2010 · 2 yrs 9 mos
Nrp Financial, INC.Broker
October 2007 - November 2010 · 3 yrs 1 mo
Nrp Financial, INC.
October 2007 - October 2008 · 1 yr
Citigroup Global Markets INC.
March 2001 - September 2007 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2000 - September 2007 · 7 yrs 4 mos
MML Investors Services, INC.Broker
July 1996 - May 2000 · 3 yrs 10 mos
MML Investors Services, INC.Broker
June 1996 - July 1996 · 1 mo
Lifemark Securities CORP.Broker
October 1995 - June 1996 · 8 mos
Ogilvie Security Advisors CorporationBroker
June 1995 - October 1995 · 4 mos
MML Investors Services, INC.Broker
December 1989 - June 1995 · 5 yrs 6 mos
State Registrations17 states
AKCACOFLIAILINMAMIMNMTNCNVOHORSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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