Jay Warren
Jay Warren is a registered investment advisor at Iht Wealth Management LLC, based in Chicago, IL, with 36 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 23,131 clients with $6.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IHT Wealth Management charges a percentage of your portfolio's value for investment management. The exact fee is negotiated with each client, up to a maximum of 2% annually. Clients with smaller accounts may pay higher fees. IHT also offers access to LPL Financial's Guided Wealth Portfolios (GWP), which charges a maximum fee of 1.35%, including LPL's program fee of 0.35% and an advisor fee up to 1.00%.
Location
123 N. Wacker Dr., Suite 2300, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Jay is a non-profit board member, spending minimal time on this activity. He also receives minimal trails from Mass Mutual. Jay is associated with IFP Insurance Agency, Sheridan Road Financial, Pivotal Financial, LLC, JAY N. WARREN FINANCIAL, LLC, and IHT WEALTH MANAGEMENT, dedicating a significant amount of time to IHT WEALTH MANAGEMENT.
Employment History
Current Registrations
Iht Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Sheridan Road
Independent Financial Partners
Sheridan Road Advisors, LLC
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Nrp Financial, INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
MML Investors Services, INC.Broker
MML Investors Services, INC.Broker
Lifemark Securities CORP.Broker
Ogilvie Security Advisors CorporationBroker
MML Investors Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.