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Barbour Farinholt

33 Years of Experience
Broker

Barbour Farinholt is a registered investment advisor at Riverfront Investment Group, LLC, based in Richmond, VA, with 33 years of industry experience. Barbour operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 977 clients with $1.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
26 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

RiverFront Investment Group manages investments through wrap fee programs. Clients pay an asset-based fee to the brokerage firm, which then pays RiverFront. RiverFront's fees typically do not exceed 0.50% per year for Advantage and ETF Advantage accounts, and 0.45% for UMA/MDP accounts. RiverFront does not earn an account-level fee for RiverShares model portfolios. Custom Portfolio Solutions fees typically do not exceed 0.50% per year.

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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barbour is the Director of Corporate Strategy at Riverfront Investment Group, LLC, a registered investment advisor, dedicating full-time hours to this role. He is also a registered representative of ALPS Distributors, Inc. and a partner at Nuttall Store LLC, and a board member at ETF Action, spending minimal time on these activities.

Employment History
Current Registrations
Riverfront Investment Group, LLC
May 2013 - Present · 12 yrs 11 mos
Alps Distributors, INC.Broker
July 2012 - Present · 13 yrs 9 mos
Previous Registrations
Davenport & Company LLCBroker
September 2005 - October 2011 · 6 yrs 1 mo
Scott & Stringfellow, INC.Broker
May 1999 - September 2005 · 6 yrs 4 mos
Scott & Stringfellow, INC.Broker
November 1996 - May 1999 · 2 yrs 6 mos
Wheat, First Securities, INC.Broker
October 1991 - December 1996 · 5 yrs 2 mos
State Registrations1 state
VA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.