John Locke
John Locke is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Atlanta, GA, with 36 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
9040 Roswell Road, Suite 430, Atlanta, GA, 30350
Get directionsHistory
Regulatory History (9)
Judgment / Lien
January 2024Judgment / Lien
April 2023Judgment / Lien
January 2023Judgment / Lien
July 2022Judgment / Lien
September 2019Judgment / Lien
April 2019Judgment / Lien
May 2018Customer Dispute
August 2005Customer Dispute
September 2003Other Business ActivitiesSells Insurance
John is an independent insurance agent for various insurance companies. He also works with Everbank in mortgage origination, dedicating a few hours per week, and is an advisory representative of a RIA, CIRA, spending nearly full-time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Reserarch, INC.
Washington Square Securities, INC.
Washington Square Securities, INC.Broker
Fortis Investors, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.