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Steven Allison

LPL Financial LLC
33 Years of Experience
Hurst, TX
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Allison is a registered investment advisor at LPL Financial LLC, based in Hurst, TX, with 33 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

860 Airport Fwy Ste 601, Hurst, TX, 76054

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
August 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is a business owner of 414 SR, LLC and Micro Mold Plastics USA, Inc. He also has DBAs for his LPL business, owns Allison Aviation, and is involved with SR Allison, LTD, including non-variable insurance.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 10 mos
LPL Financial LLC
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
July 2020 - December 2020 · 5 mos
Securities America Advisors, INC.
July 2020 - December 2020 · 5 mos
Investacorp Advisory Services INC
December 2009 - July 2020 · 10 yrs 7 mos
Investacorp, INC.Broker
December 2009 - July 2020 · 10 yrs 7 mos
AXA Advisors, LLC
June 2005 - December 2009 · 4 yrs 6 mos
AXA Advisors, LLCBroker
June 2005 - December 2009 · 4 yrs 6 mos
Mony Securities Corporation
July 2002 - June 2005 · 2 yrs 11 mos
Mony Securities CorporationBroker
May 2002 - June 2005 · 3 yrs 1 mo
UBS Painewebber INC.Broker
August 2000 - June 2002 · 1 yr 10 mos
UBS Painewebber INC.
August 2000 - June 2002 · 1 yr 10 mos
J.C. Bradford & CO.Broker
November 1999 - August 2000 · 9 mos
Signator Investors, INC.Broker
November 1997 - November 1999 · 2 yrs
Mony Securities CORP.Broker
September 1992 - October 1997 · 5 yrs 1 mo
State Registrations30 states
AKARAZCACOFLGAIDILINKSKYMDMNMOMSNCNJNMNVNYOHOKORPATXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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