Steven Allison
Steven Allison is a registered investment advisor at LPL Financial LLC, based in Hurst, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
860 Airport Fwy Ste 601, Hurst, TX, 76054
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2009Customer Dispute
August 2007Other Business ActivitiesSells Insurance
Steven is a business owner of 414 SR, LLC and Micro Mold Plastics USA, Inc. He also has DBAs for his LPL business, owns Allison Aviation, and is involved with SR Allison, LTD, including non-variable insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
UBS Painewebber INC.Broker
UBS Painewebber INC.
J.C. Bradford & CO.Broker
Signator Investors, INC.Broker
Mony Securities CORP.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.