BB
ChFC
BB
ChFC

Bruce Broussard

36 Years of Experience
Orlando, FL
1 DisclosureBrokerSells Insurance

Bruce Broussard is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Orlando, FL, with 36 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1615 Edgewater Drive, Suite 150, Orlando, FL, 32804

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Closed-No Action
Other Business ActivitiesSells Insurance

Bruce is an agent/broker for Omni Financial Services of Lee County, Inc. and Omni Resource Group of SW Florida, LLC, selling fixed insurance products, dedicating about a quarter of his time to Omni Financial Services and minimal time to Omni Resource Group. He also participates in continuing education seminars through The Continuing Education Academy, LLC.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 3 yrs
Cetera Wealth Services, LLC
July 2023 - Present · 3 yrs
Cetera Wealth Services, LLCBroker
July 2023 - Present · 3 yrs
Previous Registrations
Securian Financial Services, INC.
April 2004 - August 2023 · 19 yrs 4 mos
Securian Financial Services, INC.Broker
April 2004 - August 2023 · 19 yrs 4 mos
Metlife Securities INC.
December 2001 - March 2004 · 2 yrs 3 mos
Metlife Securities INC.Broker
December 2001 - March 2004 · 2 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 2001 - March 2004 · 2 yrs 3 mos
Woodbury Financial Services, INC.Broker
March 2001 - December 2001 · 9 mos
Washington Square Securities, INC.Broker
April 1999 - March 2001 · 1 yr 11 mos
Mony Securities CorporationBroker
February 1995 - April 1999 · 4 yrs 2 mos
Sun Investment Services CompanyBroker
October 1992 - February 1995 · 2 yrs 4 mos
New England SecuritiesBroker
September 1989 - October 1992 · 3 yrs 1 mo
State Registrations10 states
CACOFLGALAMAMDNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.