John Rutledge is a registered investment advisor at Hilltop Securities INC., based in Dallas, TX, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
8201 Preston Rd., Suite 600, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a board member of the Highland Park High School Alumni Association and a member of the Salesmanship Club of Dallas, dedicating minimal time to each. These are not investment-related activities.
Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
First Southwest Company, LLCBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Tamarack Distributors INC.Broker
Quasar Distributors, LLCBroker
RBC Dain Rauscher INC.Broker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations10 states
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