Brian Phipps is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 34 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3200 Olympus Blvd, Suite 100, Dallas, TX, 75019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian owns BGP Property Solutions, where he buys and sells single family residences. This investment-related activity takes about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Wealth Services, LLC
Cetera Investment Services LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Advisors LLC
Cetera Investment Services LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Fidelity Brokerage Services LLCBroker
AXA Advisors, LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services, INC.Broker
Fidelity Distributors CorporationBroker
Fidelity Brokerage Services, INC.Broker
State Registrations1 state
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