Scott Conway
Scott Conway is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Westminster, CO, with 34 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,765 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
2761 W. 120th Ave., Suite 200, Westminster, CO, 80234
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Private Client Services, LLCBroker
Townsend
Previous Registrations
P.J. Robb Variable, LLCBroker
Farmers Financial Solutions, LLCBroker
Farmers Financial Solutions, LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
Arvest Asset Management
Arvest Asset ManagementBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Sws Financial ServicesBroker
Fidelity Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Greg Graham, CFP, ChFCPrivate Client Services, LLC
- Richard Harrison, CFPPrivate Client Services, LLC
- Kaitlin Bell, CFPPrivate Client Services, LLC
- Tiffany Brown, CFPPrivate Client Services, LLC
- Steven Carlisle, CFPPrivate Client Services, LLC
- Jonathan Amick, CFPPrivate Client Services, LLC