David Kleiner
David Kleiner is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Briarcliff Manor, NY, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
555 Pleasantville Rd Ste S107A, Briarcliff Manor, NY, 10510
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Regulatory History (1)
Customer Dispute
June 2012Other Business ActivitiesSells Insurance
David is an independent insurance broker with Penn Mutual, Principal Life Insurance Company, and Security Mutual Life of NY, selling term life insurance. He also has business ownership in an unspecified "other" business, and is the President of Kleiner, spending a few hours per week on each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ids Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.