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CFP

Wendy Chin

Neuberger Berman Bd LLC
29 Years of Experience
Briarcliff Manor, NY
Broker
View SEC Summary
View SEC Summary

Wendy Chin is a CFP-designated registered investment advisor at Neuberger Berman Bd LLC, based in Briarcliff Manor, NY, with 29 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold.

Neuberger Berman Bd LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only

Location

Briarcliff Manor, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Neuberger Berman Bd LLC
October 2020 - Present · 6 yrs
Neuberger Berman Bd LLC
February 1997 - Present · 29 yrs 8 mos
Neuberger Berman Bd LLCBroker
February 1997 - Present · 29 yrs 8 mos
Previous Registrations
Neuberger & Berman, LLCBroker
February 1997 - September 1998 · 1 yr 7 mos
State Registrations16 states
AZCACOCTFLILMAMEMNNJNYOHPARIVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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