Elizabeth Wax is a registered investment advisor at Morgan Stanley, based in Mandeville, LA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1261 West Causeway Approach, Mandeville, LA, 70471
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
February 2016 - December 2016 · 10 mos
UBS Financial Services INC.Broker
February 2016 - December 2016 · 10 mos
Morgan Stanley
November 2010 - June 2015 · 4 yrs 7 mos
Morgan StanleyBroker
June 2009 - June 2015 · 6 yrs
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
UBS Financial Services INC.Broker
August 2000 - July 2007 · 6 yrs 11 mos
J.C. Bradford & CO.Broker
March 2000 - August 2000 · 5 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.