RK
RK
Richard Koll is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Lee, NJ, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1589 Palisades Ave, Fort Lee, NJ, 07024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 1 yr 2 mos
Cetera Investment Services LLCBroker
July 2025 - Present · 1 yr 2 mos
Previous Registrations
Osaic Institutions, INC.
February 2024 - June 2025 · 1 yr 4 mos
Osaic Institutions, INC.Broker
February 2022 - June 2025 · 3 yrs 4 mos
Cetera Investment Services LLCBroker
December 2017 - January 2022 · 4 yrs 1 mo
Invest Financial CorporationBroker
May 2017 - December 2017 · 7 mos
Navian Capital Securities LLCBroker
September 2014 - March 2017 · 2 yrs 6 mos
Essex National Securities, LLCBroker
August 2008 - June 2014 · 5 yrs 10 mos
Invest Financial CorporationBroker
April 2006 - August 2008 · 2 yrs 4 mos
Adp Clearing & Outsourcing Services, INC.Broker
January 2006 - April 2006 · 3 mos
Ifmg Securities, INC.
May 2002 - January 2006 · 3 yrs 8 mos
Ifmg Securities, INC.Broker
November 1998 - January 2006 · 7 yrs 2 mos
Eq Financial Consultants, INC.Broker
March 1992 - April 1997 · 5 yrs 1 mo
The Equitable Life Assurance Society of the United StatesBroker
May 1990 - April 1997 · 6 yrs 11 mos
Equico Securities, INC.Broker
May 1990 - June 1991 · 1 yr 1 mo
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.