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John Schlegel is a registered investment advisor, based in Reading, PA, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4300 Oley Turnpike Road, Reading, PA, 19606
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Regulatory History (1)
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Customer Dispute
January 2006Denied
Other Business ActivitiesSells Insurance
John is an independent insurance agent for various independent insurance companies through Wyomissing Financial Group, where he is also President/Owner. He also leases office space to Wyomissing Financial Group through John C Schlegel LLC, is an advisory rep for CIRA, an assistant water polo coach, and a director for Norco Polo.
Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2009 - Present · 17 yrs 2 mos
Cambridge Investment Research Advisors, INC.
August 2009 - Present · 17 yrs 2 mos
Cambridge Investment Research, INC.Broker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Mutual Service Corporation
August 2007 - August 2009 · 2 yrs
Mutual Service CorporationBroker
April 2007 - August 2009 · 2 yrs 4 mos
National Planning CorporationBroker
October 2005 - April 2007 · 1 yr 6 mos
Royal Alliance Associates, INC.Broker
April 2000 - October 2005 · 5 yrs 6 mos
Ing Funds Distributor, INC.Broker
January 2000 - April 2000 · 3 mos
Delaware Distributors, L.P.Broker
June 1995 - February 2000 · 4 yrs 8 mos
Keogler, Morgan & Company, INC.Broker
December 1992 - June 1995 · 2 yrs 6 mos
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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