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Mark Gardner

Ameriprise Financial Services, LLC
37 Years of Experience
Bloomfield Hills, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Gardner is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bloomfield Hills, MI, with 37 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

39533 Woodward Ave Ste 150, Bloomfield Hills, MI, 48304

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2025
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an independent insurance broker for multiple companies, including AIG American General, NY Life, and Pacific Life. He also has business ownership and outside employment roles, spending minimal time on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
November 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLC
November 2012 - Present · 13 yrs 11 mos
Ameriprise Financial Services, LLC
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
January 2011 - November 2012 · 1 yr 10 mos
National Planning CorporationBroker
June 2007 - November 2012 · 5 yrs 5 mos
Royal Alliance Associates, INC.Broker
April 2005 - June 2007 · 2 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
September 2003 - April 2005 · 1 yr 7 mos
National Planning CorporationBroker
May 2003 - April 2005 · 1 yr 11 mos
Washington Square Securities, INC.
April 1996 - December 2002 · 6 yrs 8 mos
Washington Square Securities, INC.Broker
July 1995 - June 2003 · 7 yrs 11 mos
New England SecuritiesBroker
August 1991 - July 1995 · 3 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1989 - August 1991 · 1 yr 11 mos
John Hancock Distributors, INC.Broker
September 1989 - August 1991 · 1 yr 11 mos
State Registrations38 states
ARAZCACOCTDCDEFLGAHIIAIDILINKYMAMDMEMIMNMONCNJNMNVNYOHPARISCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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