Javier Orozco is a registered investment advisor, based in Woodland Hills, CA, with 30 years of industry experience.
Location
22466 Ventura Boulevard, Woodland Hills, CA, 91364
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Javier is a Certified Relationship Associate at Tamar Securities, LLC, a registered investment advisor, focusing on operations. This is a full-time commitment for Javier.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2021 - Present · 4 yrs 7 mos
Tamar Securities, LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Morgan Stanley
August 2019 - October 2019 · 2 mos
Morgan StanleyBroker
August 2019 - October 2019 · 2 mos
TD Ameritrade Investment Management, LLC
April 2019 - June 2019 · 2 mos
TD Ameritrade, INC.Broker
April 2019 - June 2019 · 2 mos
TD Ameritrade, INC.
April 2019 - June 2019 · 2 mos
Unionbanc Investment Services, LLCBroker
June 2018 - September 2018 · 3 mos
Unionbanc Investment Services, LLC
June 2018 - September 2018 · 3 mos
Scottrade Investment Management
May 2017 - March 2018 · 10 mos
Scottrade, INC.Broker
August 2007 - March 2018 · 10 yrs 7 mos
Wells Fargo Investments, LLC
February 2006 - May 2007 · 1 yr 3 mos
Wells Fargo Investments, LLCBroker
February 2006 - May 2007 · 1 yr 3 mos
TD Waterhouse Investor Services, INC.Broker
January 2004 - February 2006 · 2 yrs 1 mo
Countrywide Investment Services, INC.Broker
June 2003 - January 2004 · 7 mos
Charles Schwab & CO., INC.
September 2001 - April 2003 · 1 yr 7 mos
Charles Schwab & CO., INC.Broker
July 2001 - April 2003 · 1 yr 9 mos
Quick & Reilly, INC.Broker
January 2001 - July 2001 · 6 mos
Charles Schwab & CO., INC.Broker
January 1994 - January 2001 · 7 yrs
Kennedy, Cabot & CO.Broker
March 1993 - January 1994 · 10 mos
Griffin Financial ServicesBroker
July 1991 - October 1992 · 1 yr 3 mos
J. W. Gant & Associates, INC.Broker
March 1990 - April 1990 · 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.