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Frederick Schultz

J.P. Morgan Securities LLC
34 Years of Experience
Washington, DC
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Frederick Schultz is a registered investment advisor at J.P. Morgan Securities LLC, based in Washington, DC, with 34 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

875 15th Street NW, 7th Floor, Washington, DC, 20005

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
Customer Dispute
June 2009
Settled
Employment Separation After Allegations
May 1996
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frederick is an employee of both JPMorgan Securities and JPMorgan Bank since September 2019. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.

Employment History
Current Registrations
J.P. Morgan Securities LLC
September 2019 - Present · 7 yrs 1 mo
J.P. Morgan Securities LLCBroker
September 2019 - Present · 7 yrs 1 mo
J.P. Morgan Securities LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
August 2011 - September 2019 · 8 yrs 1 mo
UBS Financial Services INC.
August 2011 - September 2019 · 8 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - August 2011 · 2 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2011 · 2 yrs 2 mos
Citigroup Global Markets INC.
November 2001 - June 2009 · 7 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2001 - June 2009 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - November 1999 · 3 yrs 3 mos
Eq Financial Consultants, INC.Broker
March 1991 - June 1996 · 5 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1991 - June 1996 · 5 yrs 3 mos
D. H. Blair & CO., INC.Broker
November 1989 - January 1991 · 1 yr 2 mos
Royce Park Investments, INC.Broker
September 1989 - October 1989 · 1 mo
State Registrations37 states
AKALAZCACOCTDCDEFLGAHIIDILKSKYLAMAMDMEMIMSNCNHNJNVNYOHPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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