LF
CFP
LF
CFP

Lawrence Fiorini

36 Years of Experience
Sanatoga, PA
1 DisclosureBrokerSells Insurance

Lawrence Fiorini is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Sanatoga, PA, with 36 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

55 Sunnybrook Road, Sanatoga, PA, 19464

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2016
Settled
Other Business ActivitiesSells Insurance

Lawrence is an independent insurance agent selling fixed insurance products since 2021, dedicating full-time hours to this activity. He is also a Vice President at Flagship Financial, where he sells and services insurance, securities, and investment products, spending about half his time on this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2021 - June 2021 · 5 mos
Voya Financial Advisors, INC.Broker
January 2021 - June 2021 · 5 mos
Cliftonlarsonallen Wealth Advisors, LLCBroker
January 2014 - January 2021 · 7 yrs
Valmark Securities, INC.Broker
March 2006 - November 2013 · 7 yrs 8 mos
Cliftonlarsonallen Wealth Advisors, LLC
February 2006 - January 2021 · 14 yrs 11 mos
Raymond James Financial Services
September 2001 - February 2006 · 4 yrs 5 mos
Raymond James Financial Services, INC.Broker
June 2001 - February 2006 · 4 yrs 8 mos
1st Global Capital CORP.Broker
November 2000 - July 2001 · 8 mos
Liberty Securities CorporationBroker
June 2000 - November 2000 · 5 mos
Primevest Financial Services, INC.Broker
May 2000 - June 2000 · 1 mo
Bisys Brokerage Services, INC.Broker
November 1998 - May 2000 · 1 yr 6 mos
Concord Brokerage Services, INC.Broker
April 1998 - January 1999 · 9 mos
Liberty Securities CorporationBroker
July 1996 - April 1998 · 1 yr 9 mos
Independent Financial Securities, INC.Broker
July 1994 - July 1996 · 2 yrs
John Hancock Distributors, INC.Broker
December 1989 - July 1994 · 4 yrs 7 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1989 - July 1994 · 4 yrs 7 mos
State Registrations12 states
CTFLGAMENCNJNVNYPASCWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Fiorini - Financial Advisor | TrueAdvisor