David Shepherd
David Shepherd is a CFP, ChFC-designated registered investment advisor at Shepherd Wealth & Retirement LLC, based in Tucson, AZ, with 36 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 129 clients with $97M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.75% |
| $200K - $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5M+ | 1.00% |
The firm may charge a lesser investment management fee based upon certain criteria.
Fee Estimator
Location
6300 E. El Dorado Plaza, A200, Tucson, AZ, 85715
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business ActivitiesSells Insurance
David is involved with Retirement Financial Services, Inc. as a non-variable insurance DBA, dedicating minimal time to this activity.
Employment History
Current Registrations
Shepherd Wealth & Retirement LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Washington Square Securities, INC.Broker
Shepherd Wealth & Retirement
Securities America, INC.Broker
Financial Architects Securities CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.