Angelo Roman
Angelo Roman is a registered investment advisor at Roman Wealth Management, LLC, based in Mount Juliet, TN, with 36 years of industry experience. Angelo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 62 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
Mount Juliet, TN
Get directionsHistory
Regulatory History (3)
Regulatory
December 2023Customer Dispute
August 2013Customer Dispute
December 1999Other Business Activities
Angelo is a board member for the Joe Beretta Foundation, spending about 10-20% of his time on this activity. He also owns Roman Wealth Management, LLC, an independent RIA, dedicating full-time hours to running the business.
Employment History
Current Registrations
Roman Wealth Management, LLC
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Quick & Reilly, INC.Broker
Tucker Anthony IncorporatedBroker
PNC Brokerage CORPBroker
PNC Securities CORPBroker
Dean Witter Reynolds INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.