Gregory Capozzi
Gregory Capozzi is a registered investment advisor at MML Investors Services, LLC, based in Bradenton, FL, with 32 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Bradenton, FL
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2016Other Business Activities
Gregory is a member/owner of The Windmill Group, Inc., an S-Corp established for expense management purposes, but dedicates no time to it. He also works as a youth baseball umpire, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
The Windmill Group, INC.
The Windmill Group, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.