LC
LC
Leo Coppeta
36 Years of Experience
Mill Valley, CA
3 DisclosuresBroker
Leo Coppeta is a registered investment advisor at LPL Financial LLC, based in Mill Valley, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Loading...
Location
Mill Valley, CA
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2019Judgment / Lien
March 2019Judgment / Lien
October 2010Employment History
Current Registrations
LPL Financial LLC
May 1994 - Present · 32 yrs
LPL Financial LLCBroker
May 1993 - Present · 33 yrs
Previous Registrations
First Investors CorporationBroker
September 1989 - May 1993 · 3 yrs 8 mos
State Registrations9 states
CACTFLMANCNHNJNYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.