TrueAdvisor
TrueAdvisor
SB
ChFC
SB
ChFC

Sheri Benjamin

LPL Financial LLC
33 Years of Experience
Mill Valley, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Sheri Benjamin is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Mill Valley, CA, with 33 years of industry experience. Sheri is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mill Valley, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sheri is involved with Cammarano Insurance Services, selling non-variable insurance since 2015. This activity takes minimal time during securities trading.

Employment History
Current Registrations
LPL Financial LLC
January 2013 - Present · 13 yrs 9 mos
LPL Financial LLCBroker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
P.J. Robb Variable CorporationBroker
October 2007 - February 2012 · 4 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2007 - October 2007 · 5 mos
Citicorp Investment ServicesBroker
July 2004 - May 2007 · 2 yrs 10 mos
Nationwide Investment Services CorporationBroker
May 2003 - June 2004 · 1 yr 1 mo
Usallianz Investor Services, LLCBroker
December 2000 - April 2003 · 2 yrs 4 mos
Liberty Securities CorporationBroker
January 1998 - October 2000 · 2 yrs 9 mos
Fn Investment CenterBroker
January 1996 - January 1998 · 2 yrs
Liberty Securities CorporationBroker
September 1995 - February 1996 · 5 mos
Gruntal & CO. IncorporatedBroker
April 1993 - July 1995 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1990 - October 1991 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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