John Pronovost
John Pronovost is a registered investment advisor at International Assets Investment Management, LLC, based in Providence, RI, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
Westminster Square 10 Dorrance Street, Suite 700, Providence, RI, 02903
Get directionsHistory
Regulatory History (19)
Customer Dispute
November 2025Regulatory
June 2025Customer Dispute
February 2024Customer Dispute
January 2022Customer Dispute
January 2022Customer Dispute
October 2020Judgment / Lien
February 2020Customer Dispute
February 2020Customer Dispute
October 2019Customer Dispute
October 2019Customer Dispute
April 2019Customer Dispute
December 2018Customer Dispute
October 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
May 2018Customer Dispute
April 2018Customer Dispute
March 2018Customer Dispute
March 2018Other Business ActivitiesSells Insurance
John is an insurance agent representing various independent insurance companies since March 2023, dedicating minimal time to this activity. He also serves as co-trustee for a family member's trust, trustee for the Town of Woodbury, owns rental property, is on the Seacrest Condo Assoc. Executive Committee, and is a Senior VP at ION Bank.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.