Robert Pearce is a registered investment advisor at Conning, INC., based in Hartford, CT, with 35 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 158 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Conning manages investments for institutional clients and charges fees based on contractual provisions and the amount of assets managed. The fees are subject to negotiation. The annual fees for fixed income services are generally within the range of 0.10% to 0.50%. For specialty assets, the fees are generally within the range of 0.10% to 0.75%. Conning typically seeks a minimum dollar fee or a minimum mandate size.
Location
One Financial Plaza, 755 Main Street, Hartford, CT, 06103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert owns rental property with minimal duties, dedicating minimal time to it. He is also the Chief Compliance Officer for Pearlmark Real Estate LLC, spending about 10-20% of his time on investment-related compliance responsibilities.
Employment History
Current Registrations
Conning, INC.
Conning Investment Products, INC.Broker
Conning Investment Products, INC.
Previous Registrations
Conning Research & Consulting, INC.
Advest, INC.
Advest, INC.Broker
Family Management Securities, LLCBroker
Rdm Investment Services, INC.Broker
Raymond James Financial Services, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Independent Financial Securities, INC.Broker
Liberty Securities CorporationBroker
Ge Investment Services INCBroker
Kidder, Peabody & CO. IncorporatedBroker
Olde Discount CorporationBroker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations12 states
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