Douglas Harrigan
Douglas Harrigan is a registered investment advisor at Wharton Midmarket Investment Advisors INC, based in Milford, CT, with 35 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 51 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 2.00% |
| $200K - $500K | 1.50% |
| $500K+ | 1.00% |
Fees may be negotiable at the discretion of the Advisor.
Fee Estimator
Location
1201 Boston Post Road, Milford, CT, 06460
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas owns Harrigan Insurance and Financial Services, Inc. since 1994, where he works as a sales and office manager, dedicating nearly full-time hours. He also works as a representative for Wharton Midmarket Investment Advisors Inc., spending a few hours per week on securities sales.
Employment History
Current Registrations
Wharton Midmarket Investment Advisors INC
Wharton Midmarket Securities INC.
Wharton Midmarket Securities INC.Broker
Previous Registrations
Wharton Midmarket Investment Advisors INC
Niagara International Capital LimitedBroker
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.