RC
RC
Russell Cowman
36 Years of Experience
South Fork, CO
3 DisclosuresBroker
Russell Cowman is a registered investment advisor at Morgan Stanley, based in South Fork, CO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
South Fork, CO
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002Denied
Customer Dispute
December 2001Closed-No Action
Customer Dispute
July 2001Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2009 - June 2009 · 2 mos
Citigroup Global Markets INC.
April 2009 - June 2009 · 2 mos
UBS Financial Services INC.
July 1992 - May 2009 · 16 yrs 10 mos
UBS Financial Services INC.Broker
July 1992 - May 2009 · 16 yrs 10 mos
Dickinson & CO.Broker
July 1992 - July 1992 · 0 mos
J. W. Gant & Associates, INC.Broker
September 1989 - July 1992 · 2 yrs 10 mos
State Registrations26 states
AKARCACOFLIAIDINKSKYLAMDMIMONJNMNYOKPARISCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.