Charles Leonard
Charles Leonard is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pitman, NJ, with 35 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
57 S Broadway Ste C, Pitman, NJ, 08071
Get directionsHistory
Regulatory History (15)
Judgment / Lien
April 2026Judgment / Lien
September 2025Judgment / Lien
April 2025Financial
February 2025Financial
June 2024Judgment / Lien
May 2024Judgment / Lien
January 2024Judgment / Lien
October 2023Judgment / Lien
July 2023Judgment / Lien
December 2022Judgment / Lien
September 2022Judgment / Lien
August 2022Judgment / Lien
March 2022Judgment / Lien
April 2019Customer Dispute
September 2016Other Business Activities
Charles is involved with ONIPA�A-enterprise, LLC, dedicating about a quarter of his time, and A & B Ventures, where he cares for animals and cleans barns, spending about 10-20% of his time. The first activity is investment-related, while the second is not.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Northeast Planning Associates, INC.
LPL Financial LLCBroker
LPL Financial LLC
The Wealth Management Group, LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Lincoln Financial Advisors CorporationBroker
Diversified Investors Securities CORP.Broker
Aetna Investment Services, INC.Broker
Unum Sales CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
Mony Securities CORP.Broker
First Investors CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- John DipietroAmeriprise Financial Services, LLC
- Patrick D'agostinoAmeriprise Financial Services, LLC