Charles Leonard
Charles Leonard is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pitman, NJ, with 34 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
57 S Broadway Ste C, Pitman, NJ, 08071
Get directionsHistory
Regulatory History (14)
Judgment / Lien
September 2025Judgment / Lien
April 2025Financial
February 2025Financial
June 2024Judgment / Lien
May 2024Judgment / Lien
January 2024Judgment / Lien
October 2023Judgment / Lien
July 2023Judgment / Lien
December 2022Judgment / Lien
September 2022Judgment / Lien
August 2022Judgment / Lien
March 2022Judgment / Lien
April 2019Customer Dispute
September 2016Other Business Activities
Charles is involved with ONIPA�A-enterprise, LLC, dedicating about a quarter of his time, and A & B Ventures, where he cares for animals and cleans barns, spending about 10-20% of his time. The first activity is investment-related, while the second is not.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Northeast Planning Associates, INC.
LPL Financial LLCBroker
LPL Financial LLC
The Wealth Management Group, LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Lincoln Financial Advisors CorporationBroker
Diversified Investors Securities CORP.Broker
Aetna Investment Services, INC.Broker
Unum Sales CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
Mony Securities CORP.Broker
First Investors CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.