JD
JD

John Dipietro

34 Years of Experience
Pitman, NJ
1 DisclosureBrokerSells Insurance

John Dipietro is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pitman, NJ, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

57 S Broadway Ste C, Pitman, NJ, 08071

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
Other Business ActivitiesSells Insurance

John is an independent insurance broker since 1989, selling health insurance products. He also has business ownership in another, non-investment related business, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2018 - Present · 8 yrs 4 mos
Ameriprise Financial Services, LLC
January 2018 - Present · 8 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Securian Financial Services, INC.
June 2002 - January 2018 · 15 yrs 7 mos
Securian Financial Services, INC.Broker
May 1999 - January 2018 · 18 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
March 1992 - May 1999 · 7 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
August 1991 - May 1999 · 7 yrs 9 mos
State Registrations16 states
AZCACOCTDEFLMDMENCNHNJNMNYPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.