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JQ
CFP
JQ
CFP

James Quigley

Cwm, LLC
36 Years of Experience
Fernandina Beach, FL
Sells Insurance
View SEC Summary
View SEC Summary

James Quigley is a CFP-designated registered investment advisor at Cwm, LLC, based in Fernandina Beach, FL, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

301 Centre Street, Ste. 200, Fernandina Beach, FL, 32034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is an insurance agent selling life, disability, and long-term care insurance with various companies since 2017. He also serves as a board member for Hope's In, a humanitarian development organization, dedicating minimal time to this role.

Employment History
Current Registrations
Cwm, LLC
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
January 2017 - November 2023 · 6 yrs 10 mos
LPL Financial LLCBroker
March 2007 - January 2017 · 9 yrs 10 mos
LPL Financial LLC
March 2007 - September 2016 · 9 yrs 6 mos
Northwestern Mutual Wealth Management Company
August 2005 - March 2007 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
January 1990 - March 2007 · 17 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
January 1990 - January 2002 · 12 yrs
State Registrations3 states
FLILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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