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Thomas Freeman

36 Years of Experience
Leawood, KS
Broker

Thomas Freeman is a registered investment advisor at Wells Fargo Advisors, based in Leawood, KS, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3400 College Blvd, Suite 100, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns several businesses, including Auld Dubliner, LLC, KC3, LLC, Mulligans, LLC, TMF, Inc, FCS Holdings, Inc, FCS Real Estate, LLC, and rental property. He also serves as co-trustee for FCS Holdings Inc's 401k and trustee for his mother's trust, dedicating full-time hours to TMF, Inc and FCS Holdings, Inc.

Employment History
Current Registrations
Wells Fargo Advisors
June 2020 - Present · 6 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2020 - Present · 6 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
November 2002 - July 2020 · 17 yrs 8 mos
UBS Financial Services INC.Broker
November 2002 - July 2020 · 17 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1996 - December 2002 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1989 - December 2002 · 13 yrs 1 mo
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNENJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.