Stuart Whatley
Stuart Whatley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Birmingham, AL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Two North Twentieth St., Suite 400, Birmingham, AL, 35203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stuart is a board member for the Alabama School of Fine Arts Foundation and a member of multiple LLCs, including Ingram Whatley, LLC, which takes about 10-20% of his time. He also dedicates minimal time to other business activities, including RRE LLC and Whatley Financial Group LLC.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.