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DB
CFP
DB
CFP

D Bergner

Wmg Financial Advisors, LLC
35 Years of Experience
Knoxville, TN
Sells Insurance
View SEC Summary
View SEC Summary

D Bergner is a CFP-designated registered investment advisor at Wmg Financial Advisors, LLC, based in Knoxville, TN, with 35 years of industry experience. D operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,655 clients with $690M in assets under management.

Wmg Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,655 clients
Average Client Portfolio
$419K average
Assets Under Management
$693.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable. Retirement plan consulting services also charge a maximum annual fee of 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

620 Mabry Hood Road, Suite 101, Knoxville, TN, 37932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

D is the owner, founder, and CEO of WMG Financial Advisors, an RIA, dedicating full-time hours to offering investment advisory services. D also owns WMG Financial Services, offering insurance products and dedicating minimal time to this activity.

Employment History
Current Registrations
Wmg Financial Advisors, LLC
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Concourse Financial Group Securities, INC.Broker
December 2017 - June 2022 · 4 yrs 6 mos
Independent Advisers Group CORP
December 2005 - July 2014 · 8 yrs 7 mos
Lincoln Financial Securities Corporation
January 2004 - December 2017 · 13 yrs 11 mos
Lincoln Financial Securities CorporationBroker
September 2002 - December 2017 · 15 yrs 3 mos
Metlife Securities INC.Broker
May 1991 - August 2002 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
May 1991 - August 2002 · 11 yrs 3 mos
State Registrations3 states
FLGATN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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