D Bergner
D Bergner is a CFP-designated registered investment advisor at Wmg Financial Advisors, LLC, based in Knoxville, TN, with 34 years of industry experience. D operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,655 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
620 Mabry Hood Road, Suite 101, Knoxville, TN, 37932
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
D is the owner, founder, and CEO of WMG Financial Advisors, an RIA, dedicating full-time hours to offering investment advisory services. D also owns WMG Financial Services, offering insurance products and dedicating minimal time to this activity.
Employment History
Current Registrations
Wmg Financial Advisors, LLC
Previous Registrations
Concourse Financial Group Securities, INC.Broker
Independent Advisers Group CORP
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.