Philip Carter is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2016 - Present · 10 yrs
Morgan StanleyBroker
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
Lbmz Securities, INC.Broker
July 2006 - June 2016 · 9 yrs 11 mos
Zacks Investment Management, INC.
April 2006 - June 2016 · 10 yrs 2 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 2000 - October 2000 · 6 mos
Fortis Securities INC.Broker
January 2000 - July 2000 · 6 mos
Julius Baer Securities INC.Broker
February 1998 - May 1998 · 3 mos
Smith Barney INC.Broker
August 1994 - December 1997 · 3 yrs 4 mos
Cigna Securities, INC.Broker
December 1991 - December 1992 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - December 1989 · 2 mos
State Registrations9 states
AZCAFLILNCNHNJNYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.