Kathleen Turner
Kathleen Turner is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Anaheim, CA, with 36 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
160 N Riverview Dr, Ste 100, Anaheim, CA, 92808
Get directionsHistory
Regulatory History (5)
Financial
March 2023Judgment / Lien
July 2022Financial
April 2022Financial
March 2022Financial
December 2021Other Business ActivitiesSells Insurance
Kathleen sells portfolio-based insurance products with carriers other than Northwestern Mutual. She may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.