JM
JM

Jonathan Murray

36 Years of Experience
Hunt Valley, MD
Broker

Jonathan Murray is a registered investment advisor at UBS Financial Services INC., based in Hunt Valley, MD, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

307 International Circle, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jonathan is a guest speaker and author, dedicating minimal time to this activity. He also serves on the advisory board for the University of Maryland System Foundation and is a board member for Boys Latin School of MD.

Employment History
Current Registrations
UBS Financial Services INC.
January 2007 - Present · 19 yrs 4 mos
UBS Financial Services INC.Broker
January 2007 - Present · 19 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
February 2006 - January 2007 · 11 mos
Citigroup Global Markets INC.Broker
February 2006 - January 2007 · 11 mos
Legg Mason Wood Walker INC
October 1994 - February 2006 · 11 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1994 - February 2006 · 11 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1989 - August 1994 · 4 yrs 10 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAHIIAIDILLAMAMDMIMONCNJNMNYOHPARISCTNTXVAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.