MN
MN
Matthew Nance
23 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
Matthew Nance is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2017Closed-No Action
Employment History
Current Registrations
Morgan StanleyBroker
March 2020 - Present · 6 yrs 2 mos
Morgan Stanley
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2008 - March 2020 · 11 yrs 11 mos
UBS Financial Services INC.
April 2008 - March 2020 · 11 yrs 11 mos
Bear, Stearns & CO. INC.
August 2005 - April 2008 · 2 yrs 8 mos
Bear, Stearns & CO. INC.Broker
September 2002 - April 2008 · 5 yrs 7 mos
Montgomery SecuritiesBroker
June 1993 - September 1993 · 3 mos
State Registrations24 states
AZCACOCTDEFLHIILINMAMDMEMNMTNCNVNYTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.