John Sulyma is a registered investment advisor at LPL Financial LLC, based in Warwick, RI, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Warwick, RI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates Wealth and Risk Management Company Inc. as a DBA for his LPL business since 1994. He also sells non-variable insurance through Wealth & Risk Management Company since 1989, dedicating a few hours per week, and is a notary for the State of Rhode Island since 2000.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
H. Beck, INC.
H. Beck, INC.Broker
LPL Financial LLCBroker
Mutual Service CorporationBroker
Commonwealth Financial NetworkBroker
Equity Services, INC.Broker
Fortis Investors, INC.Broker
MML Investors Services, INC.Broker
Corporate Securities Group, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.