Lindsey Ferguson is a registered investment advisor, based in New Orleans, LA, with 36 years of industry experience.
Location
858 Camp Street, New Orleans, LA, 70130
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Regulatory History (2)
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Customer Dispute
January 1997Settled
Investigation
September 1995Other Business Activities
Lindsey works as a registered representative providing commission-based securities services, dedicating about 10-20% of her time. She also works as an investment advisor representative providing investment advisory services and advice full-time, and assists with business development and capital raise for Campus Cover Pro Services a few hours per week.
Employment History
Current Registrations
Newedge Securities, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Newedge Advisors
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2015 - October 2021 · 6 yrs 4 mos
Wells Fargo Clearing Services, LLC
June 2015 - October 2021 · 6 yrs 4 mos
J.P. Morgan Securities LLC
October 2012 - June 2015 · 2 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2015 · 2 yrs 8 mos
Chase Investment Services CORP.
January 2001 - October 2012 · 11 yrs 9 mos
Chase Investment Services CORP.Broker
June 1999 - October 2012 · 13 yrs 4 mos
Citicorp Investment ServicesBroker
April 1994 - July 1999 · 5 yrs 3 mos
Tucker Anthony IncorporatedBroker
July 1992 - April 1994 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1989 - July 1992 · 2 yrs 8 mos
State Registrations8 states
CACOCTFLGAMONJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.