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Michael Abrams

Ameriprise Financial Services, LLC
35 Years of Experience
Redwood City, CA
1 DisclosureBroker
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Michael Abrams is a registered investment advisor at Ameriprise Financial Services, LLC, based in Redwood City, CA, with 35 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

255 Shoreline Dr, Ste 400, Redwood City, CA, 94065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael owns a single-family real estate property in Burlingame, CA since 2019. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2020 · 9 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 2011 - September 2020 · 9 yrs 8 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
March 1999 - May 2001 · 2 yrs 2 mos
Citicorp Investment ServicesBroker
February 1998 - March 1999 · 1 yr 1 mo
Wm Financial Services, INC.Broker
January 1998 - February 1998 · 1 mo
Great Western Financial Securities CorporationBroker
July 1996 - February 1998 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1995 - July 1996 · 1 yr 1 mo
Wells Fargo Securities INC.Broker
October 1993 - June 1995 · 1 yr 8 mos
Marketing One Securities, INC.Broker
January 1992 - October 1993 · 1 yr 9 mos
Lehman Brothers INC.Broker
February 1991 - January 1992 · 11 mos
Thomas James Associates, INC.Broker
November 1989 - December 1989 · 1 mo
State Registrations12 states
AZCAFLHIINMNNJNVNYPASDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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