Weina Hou
Weina Hou is a registered investment advisor at Ameriprise Financial Services, LLC, based in El Cerrito, CA, with 14 years of industry experience. Weina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
El Cerrito, CA
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Regulatory History (3)
Customer Dispute
September 2025Customer Dispute
September 2024Customer Dispute
May 2022Other Business ActivitiesSells Insurance
Weina is an independent insurance broker, selling fixed annuities through Knighthead Annuity since January 2025 and universal life insurance through Symetra Life Insurance Company since February 2020.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Metlife Securities INC.Broker
Pruco Securities, LLC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.