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Weina Hou

Ameriprise Financial Services, LLC
15 Years of Experience
Redwood City, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Weina Hou is a registered investment advisor at Ameriprise Financial Services, LLC, based in Redwood City, CA, with 15 years of industry experience. Weina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

255 Shoreline Dr, Ste 400, Redwood City, CA, 94065

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Pending
Customer Dispute
September 2024
Denied
Customer Dispute
May 2022
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Weina is an independent insurance broker, selling fixed annuities through Knighthead Annuity since January 2025 and universal life insurance through Symetra Life Insurance Company since February 2020.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2025 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
January 2025 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Cetera Investment Services LLCBroker
December 2018 - January 2025 · 6 yrs 1 mo
Cetera Investment Advisers LLC
December 2018 - January 2025 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2014 - December 2018 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2014 - December 2018 · 4 yrs 8 mos
Metlife Securities INC.Broker
October 2011 - March 2014 · 2 yrs 5 mos
Pruco Securities, LLC.Broker
June 2011 - November 2011 · 5 mos
State Registrations8 states
AZCAHINVNYPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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