Ronald Roccaforte
Ronald Roccaforte is a registered investment advisor at R & R Financial Services, LLC, based in Lumberton, TX, with 36 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 45 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.20% |
| $250K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.60% |
| $3M+ | 0.50% |
Fees may be negotiable under certain circumstances. If the client has more than one account per custodian under management, the value of all accounts at that custodian will be used to determine the current fee to be paid.
Fee Estimator
Location
Lumberton, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is affiliated with R & R Financial Services, LLC, where he spends minimal time advising clients on financial planning. He is also an independent insurance agent, appointed with several companies to sell life, health, disability, fixed annuities, and long-term care insurance, dedicating minimal time to these activities.
Employment History
Current Registrations
R & R Financial Services, LLC
Previous Registrations
Dominion Investor Services, INC.Broker
Signal Securities, INC.Broker
Brokers Transaction Services, INC.Broker
Brighton Financial Corporation, INC.Broker
Financial Network Investment CorporationBroker
Transamerica Financial Resources, INC.Broker
Transamerica Securities Sales CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.